Rule 5.5 (Unauthorized Practice of Law; MJP Practice of Law) and Rule 8.5 (Disciplinary Authority; Choice of Law) of the Connecticut Rules of Professional Conduct encompass the Multijurisdictional Practice Rules (MJP) in Connecticut (not including rules relating to attorneys licensed in foreign countries). For general information about MJP, please see the MJP General page.
Rule 5.5 provides safe harbors for legal practices that out-of-state attorneys may perform in Connecticut without engaging in the unauthorized practice of law. Rule 8.5 recognizes that attorneys practicing in more than one jurisdiction will likely be subject to conflicting admission rules, court rules, or rules of professional conduct. Rule 8.5 attempts to minimize such conflicts and the uncertainty regarding which rules are applicable by establishing the set of rules governing the attorney’s conduct. Attorneys should consult both of the MJP rules, as well as the other Connecticut admission rules and the rules regulating the attorney’s home jurisdiction, in order to avoid the unauthorized practice of law.
Rule 5.5, particularly 5.5(c) and (d), and the applicable comments allow attorneys licensed in other jurisdictions, and not disbarred or suspended from the practice of law, to practice law in Connecticut on a temporary basis and to practice as Connecticut House Counsel. Attorneys must be on active status. (Comment 6).
Connecticut’s MJP Rule 5.5 is the ABA Model Rule 5.5 with the addition of codifying a provision subjecting out-of-state attorneys practicing on a temporary basis to Connecticut’s disciplinary rules. Out-of-state attorneys must also notify the Connecticut Bar when engaging in temporary practice related to alternative dispute resolution proceedings and temporary practice that is substantially related to an existing client of the attorney’s home practice.
Rule 5.5 generally prohibits attorneys from practicing law in a jurisdiction in a way that would violate the regulation of the legal profession in that jurisdiction. Out-of-state attorneys cannot establish an office or other systematic and continuous presence in Connecticut for the practice of law and cannot represent or hold himself or herself out to the public as being admitted to practice in Connecticut.
For practice under 5.5(c) (Temporary Practice) or 5.5(d) (House Counsel and Practice Authorized by Law), the following comments apply:
Comment 5 states that there is no single test to determine whether an attorney’s services are provided on a “temporary basis” in Connecticut. Services may be “temporary” even though the attorney provides services in Connecticut on a recurring basis or for an extended period of time. An example includes when the attorney is representing a client in a single lengthy negotiation or litigation.
The temporary practices include:
House attorneys may practice under the Connecticut House Counsel Rules. Connecticut’s MJP rule also exempts house attorneys from the unauthorized practice of law and the prohibition against establishing an office or other systematic and continuous presence in Connecticut.
Attorneys may also render services in Connecticut authorized by Connecticut or federal law. (5.5(d)(2)). Practice under this MJP rule exempts attorneys from the prohibition against establishing an office or other systematic and continuous presence in Connecticut.
Connecticut’s Rule 8.5 is the ABA Model Rule 8.5.
Disciplinary Authority. A lawyer admitted to practice in Connecticut is subject to the disciplinary authority of Connecticut, regardless of where the lawyer’s conduct occurs. A lawyer not admitted in Connecticut is also subject to the disciplinary authority of Connecticut if the lawyer provides or offers to provide any legal services in Connecticut. A lawyer may be subject to the disciplinary authority of both Connecticut and another jurisdiction for the same conduct. (8.5(a)).
Choice of Law. The Connecticut Rules of Professional Conduct are applied as follows:
For conduct in connection with a matter pending before a tribunal, the applicable rules are those of the jurisdiction where the tribunal sits, unless the rules of the tribunal provide otherwise. (8.5(b)(1)).
For any other conduct, the applicable rules are those of the jurisdiction where the lawyer’s conduct occurred, or, if the predominant effect of the conduct is in a different jurisdiction, the rules of that jurisdiction will be applied to the conduct. A lawyer is not subject to discipline if the lawyer’s conduct conforms to the rules of a jurisdiction where the lawyer reasonably believes the predominant effect of the lawyer’s conduct will occur. (8.5(b)(2)).